Category Archives: Issues

ICYMI: Books on Open Access & Copyright Featuring
Authors Alliance Members

Posted October 24, 2017

Here at Authors Alliance, we like to keep up our copyright chops all year ’round, and we know that many of our readers do, too. In honor of Open Access Week, we’re re-posting this list, originally shared over the summer, of new books featuring Authors Alliance members. Best of all, three of the four titles are openly accessible and available to read in full online!

Screen-Shot-2017-06-13-at-11.29.05-AMFirst up is Creativity without Law: Challenging the Assumptions of Intellectual Property,  edited by Kate Darling and Aaron Perzanowski, and published by NYU Press. This collection features essays about diverse creative communities by a number of noted IP scholars (and Authors Alliance members!), including David Fagundes, Aaron Perzanowski, Christopher Sprigman, Katherine Strandburg, Rebecca Tushnet, and Eric Von Hippel.

The book demonstrates how creative endeavors, from cinema and fanfic to fine cuisine and roller derby, push the boundaries and assumptions of intellectual property through community norms and self-regulation. As Perzanowski and Darling write in their introduction, “While IP is a crucial tool for maintaining creative incentives in some industries, scholars of creativity already understand that the assumptions underlying the IP system largely ignore the range of powerful non-economic motivations that compel creative efforts. From painters to open source developers, many artists and inventors are moved to create, not by the hope for monetary return, but by innate urges that are often quite resistant to financial considerations.”

In a similar vein is Made by Creative ComMade With Creative Commons - Covermons, by Paul Stacey and Sarah Hinchliff Pearson. It’s a collection of real-life examples that highlights the advantages of using CC licenses, both for sharing work and for building a sustainable business model. Case studies include everything from the party game Cards Against Humanity to the Public Library of Science (PLoS) to the Rijksmuseum in Amsterdam.

“Part analysis, part handbook, part collection of case studies, we see Made With Creative Commons as a guide to sharing your knowledge and creativity with the world, and sustaining your operation while you do. It makes the case that sharing is good for business, especially for companies, organizations, and creators who care about more than just the bottom line. Full of practical advice and inspiring stories, Made with Creative Commons is a book that will show you what it really means to share.”

The book is available as a free download (under a CC license, of course!), and may also be purchased in a print edition.

9781760460808-b-thumb-copyright Out in paperback from Australian National University Press is What if We Could Reimagine Copyright?, a collection of essays by international scholars about the possibilities of copyright, edited by Authors Alliance members Rebecca Giblin and Kimberlee Weatherall. Like Creative Commons, ANU Press offers the book as a free download, as well as in print.

“What if we could start with a blank slate, and write ourselves a brand new copyright system? What if we could design a law, from scratch, unconstrained by existing treaty obligations, business models and questions of political feasibility? Would we opt for radical overhaul, or would we keep our current fundamentals? Which parts of the system would we jettison? Which would we keep? In short, what might a copyright system designed to further the public interest in the current legal and sociological environment actually look like? Taking this thought experiment as their starting point, the leading international thinkers represented in this collection reconsider copyright’s fundamental questions: the subject matter that should be protected, the ideal scope and duration of those rights, and how it should be enforced.”

Free Innovation - CoverFinally, we recommend Free Innovation by Eric Von Hippel, available in full as an open access title from MIT Press.

“Free innovation has both advantages and drawbacks. Because free innovators are self-rewarded by such factors as personal utility, learning, and fun, they often pioneer new areas before producers see commercial potential. At the same time, because they give away their innovations, free innovators generally have very little incentive to invest in diffusing what they create, which reduces the social value of their efforts.

The best solution, von Hippel and his colleagues argue, is a division of labor between free innovators and producers, enabling each to do what they do best. The result will be both increased producer profits and increased social welfare—a gain for all.”

 

Authors Alliance Teams Up With UC Berkeley for Open Access Week

Posted October 23, 2017

cover of Understanding Open Access guide

This Open Access Week, Authors Alliance is partnering with the UC Berkeley Library for a panel on dissertation publishing and impact, to be held on Tuesday, October 24. (To attend, please register here.) Earlier this year, the UC Berkeley Library published two posts that highlight the challenges of open access publishing—and what can be done to address those obstacles.

Jeffrey MacKie-Mason, Berkeley’s University Librarian (and an Authors Alliance board member), is also a professor of economics. His statement about the economics of scholarly publishing discusses the scholarly publishing landscape in the context of unsustainable licensing fees that place an ever-increasing burden on libraries. Publishers’ profits are soaring while library budgets are being slashed.

But there is support for open access (“OA”) publishing, and new funding models provide badly needed financial support for authors who wish to publish their works openly. Berkeley’s Scholarly Communication Officer, Rachael Samberg, explains the Berkeley Research Impact Initiative (BRII) program, which offers subsidies to authors wishing to publish open access— not only journal articles, but monographs as well.

Our Guide to Understanding Open Access provides an overview of when, why, and how to make works openly available, and is just one of the many resources featured on our website. The guide is available to download (open access, of course!) and may also be purchased from our store.

The full slate of campus OA Week events can be found here. And check out Berkeley’s Scholarly Communication Services page for an excellent introduction to a wealth of topics on copyright, open access, and more.

The Termination Right and Authors’ Human Rights

Posted October 18, 2017

We are delighted to feature the following guest post by Professor Graeme Austin of Victoria University of Wellington (NZ) and Melbourne University (Australia).

Headshot of Graeme AustinIf people think of “international copyright law” at all, they probably think of the IP chapters in international trade agreements.  These agreements are mostly about economic links between groups of countries. Protecting copyrights, along with other kinds of IP, is the quid pro quo for access to commodity markets and markets for services.  The Agreement on Trade Related Aspects of Intellectual Property (TRIPS) brought copyright squarely into the world trade regime with the requirement that World Trade Organization members must protect copyrights up to certain minimum standards.

But there’s a whole other side to the rights of authors that many people don’t know about: international human rights law.  In 1948, the Universal Declaration of Human Rights (UDHR) announced: “Everyone has the right to the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author.” A similar guarantee appears in the American Declaration on the Rights and Duties of Man (1948). Authors’ rights are also included in the International Covenant on Economic, Social and Cultural Rights, which came into force in 1976.  “Material interests” means financial support: the ability to earn an income from creative work.  “Moral interests” spring from the emotional and spiritual connections between creators and their works. They can be given force through legal prohibitions against subjecting works to certain kinds of derogatory treatment or prohibitions against failing to name the author of a work when it is released to the public.

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Why is an Author Able to Terminate a Transfer of Copyright?

Posted October 17, 2017

We are grateful to Professor Lydia Pallas Loren of Lewis & Clark School of Law for contributing the following guest post.

Headshot of Lydia LorenThe U.S. Copyright Act is clear: Authors have a right to terminate a transfer of their copyrights 35 years after they have signed on the dotted line.* That right to terminate cannot be waived, nor is there any way to “contract around” it. It does not matter if the contract purports to assign the copyright for “the entire term of copyright” or “in perpetuity” or if the contract prohibits any attempts at termination. Why did Congress include this significant, unwaivable right in its comprehensive revision of the Copyright Act?

Some assert that the reason for the termination rights is paternalistic—it seeks to protect authors who, in general, lack business acumen. By providing authors with an ability to recapture their copyrights, the law gives authors, who need government protection, a second bite of the apple. But, if authors on a whole lack business acumen, what makes us think the author would be any better at obtaining a deal on more favorable terms 35 years later?

In fact, the evidence points in another direction to explain Congress’ decision. Congress recognized that often transfers of copyright are entered into before the authors have solid information from which to assess the value of the copyrighted work. This puts the author in what Congress called an “unequal bargaining position.” After 35 years has passed, they should have more information about the work’s value, and that would be an appropriate time to allow the author to enter into a new bargain, based on a better assessment of the value of the work. In other words, Congress viewed the termination right as a way for authors to obtain compensation at a level that more accurately reflects the true value of their works.

For the author who sold their copyright for a pittance and the work turned out to be a blockbuster, termination can play out the way Congress thought it might. But the termination right is not just about money. For an author who thinks her publisher has not done enough to market the book and that explains its lackluster sales, terminating that transfer allows the author to seek out a new publisher. For the author whose work has failed to gain a commercially viable audience, but whose work has noncommercial value, such as for research, terminating the transfer allows the author to seek out a new “home” for that copyrighted work. Once the copyright has been recaptured by the author, that new home might be with a new publisher, or it might in the public domain (through a dedication to the public), or on an open access platform.

Armed with the information gained about the appeal of the work over the 35 year period in which the copyright was owned by someone else, Congress provided the author with a way to renegotiate the deal. And that is precisely what Congress intended when it created the termination right.


* Note that the timing of the termination right can vary depending on the circumstances and the date of the contract—see the Authors Alliance/Creative Commons Termination of Transfer tool for more information.

Lydia Pallas Loren is Henry J. Casey Professor of Law at Lewis & Clark Law School in Portland, Oregon. Professor Loren is the author of Renegotiating the Copyright Deal in the Shadow of the ‘Inalienable’ Right to Terminate.

How the Rightsback.org Termination of Transfer Tool Helps Authors

Posted October 12, 2017

The following is a guest post by Luke Ewing, student attorney at the Colorado Law Samuelson-Glushko Technology Law & Policy Clinic. We’d like to thank Luke and his classmates Sean Doran and Andi Wilt, and their supervisor Blake Reid, at Colorado Law; and law students Eric Malmgren, Erica Row, and Julia Wu, and their supervisor Jack Lerner, at UC Irvine Intellectual Property, Arts, and Technology Clinic for their assistance with the development of the Termination of Transfer tool and templates.

Erica Row, Julia Wu, Pamela Samuelson, Mike Wolfe, Eric Malmgren, and Jack Lerner (not pictured: Sean Doran, Luke Ewing, Andi Wilt, and Blake Reid)

Yesterday, Authors Alliance and Creative Commons released the Termination of Transfer tool at rightsback.org. You may be wondering what the tool does and how termination helps authors. Along with many other beta testers, student attorneys at the Colorado Law Samuelson-Glushko Technology Law & Policy Clinic and the UC-Irvine Intellectual Property, Arts, and Technology Clinic helped verify that the tool accurately reflects the state of termination law. We scoured statutes, regulations, and case history to determine what is required to make the termination process go smoothly under a wide range of circumstances. We also tested the tool to ensure that its results accurately reflect the current state of the law. Finally, we drafted a standardized form and written guidance that make the paperwork simple once an author decides to exercise their termination right.

Authors who assigned their copyrights many years ago may feel that their works are being underutilized or misrepresented, or they may want to renegotiate their earlier agreements. Fortunately, Congress devised a mechanism by which authors can take back those rights. This is a critical opportunity for authors who made less-than-advantageous deals early in their careers, saw their works become unavailable when a publisher went bankrupt, or want to release their works into the public domain or under an open access license. But because the window for termination opens decades after that original transfer of rights and requires navigating a particularly difficult and complex area of copyright law, exercising termination rights can be daunting.

Termination windows are determined by three separate subsections of the Copyright Act (§ 203, 304(c), and 304(d)), the format and instructions for notifying the Copyright Office are spelled out in a list of very particular regulations, and each subsection of the Copyright Act yields a different list of regulations. Determining whether the window is open for a copyrighted work, or which subsection applies, depends on a number of variables, including:

  • Was it published?
  • If so, when was it published?
  • When were rights transferred?
  • Did those rights include the right of publication?
  • Has the agreement already been renegotiated?
  • Were there multiple authors involved, and do they all agree to terminating the transfer?
  • Are all the authors still alive?
  • And more.

Every one of these questions is relevant, and every answer leads down different branches of a decision tree that indicates whether, when, and how an author may exercise termination rights rights. Without help, trying to understand these rights can be tedious and discouraging.

The tool makes understanding the process easy.  It knows which questions to ask and what to do with the answers to those questions. Within minutes, the tool helps authors better understand how termination of transfer works. Congress intended for authors to exercise these rights, and Authors Alliance wants to simplify the process by removing as much confusion and uncertainty as possible. If you want to learn more about taking back the rights to your work, or are just curious about the process, you can try out the tool right now. It’s free, simple, and only takes a few minutes.

And if you decide to exercise your termination rights, check out our termination of transfer resource page for notice of termination templates and instructions on how to notify the Copyright Office as well as any relevant parties.

New Resource: Termination of Transfer Templates

Posted October 11, 2017

Earlier today, we announced the launch of our new Termination of Transfer tool, developed with our partners at Creative Commons. The online tool, located at rightsback.org, helps authors understand the eligibility and timing requirements for terminating transfers. To effectuate a termination right, authors need to provide notice to the party whose grant is being terminated and submit a copy of that notice to the U.S. Copyright Office. So to complement the tool, we developed a new resource that includes notice of termination templates and accompanying information.

We’re grateful to law students Sean Doran, Luke Ewing, and Andi Wilt, and their supervisor Blake Reid, at the Colorado Law Samuelson-Glushko Technology Law & Policy Clinic; and law students Eric Malmgren, Erica Row, and Julia Wu, and their supervisor Jack Lerner, at UC Irvine Intellectual Property, Arts, and Technology Clinic for their assistance with the development of these templates.

Check out our new Termination of Transfer resource page for more information about the online tool, the templates, and related news!

20180315-ToT-Templates

Authors Alliance & Creative Commons Launch New Termination of Transfer Tool

Posted

creative commons infographic

Authors Alliance and Creative Commons are pleased to announce the official launch of our jointly-stewarded Termination of Transfer tool, now available at rightsback.org. The tool is designed to help authors navigate the “termination of transfer” provisions of U.S. copyright law.

Authors who enter into publishing, recording, or other types of agreements involving their creative works are routinely asked to sign away their rights for the life of copyright—which generally lasts 70 years after the author dies in the United States. Fortunately, authors do have options if they come to regret these decisions and want to share (or renegotiate the terms of sharing) at a later date. The termination of transfer provisions, when exercised properly, let authors walk away from or renegotiate their copyright transfers. The key feature that makes these rights so powerful is that termination rights can’t be signed away. They apply “notwithstanding any agreement to the contrary.”

Termination of transfer allows creators (or, in some cases, their family members) to regain copyrights to creative works they may have signed away decades ago. Our tool helps them understand if those termination rights exist, and if not, when they may exist in the future. With rights back in hand, authors have many options for getting their works in front of new audiences, from sharing their works with the public using a Creative Commons license to negotiating new agreements with publishers.

Though these termination rights are an extremely powerful boon for authors, exercising them can be daunting. The law is complex and difficult to navigate, requiring attention to detail and careful timing. The termination process is only available within a five-year window, and can only be exercised if notice is provided significantly in advance of the actual termination.

Rightsback.org is the result of a partnership between Authors Alliance and Creative Commons, and draws on the expertise of both organizations to demystify this little-known area of U.S. law. The tool provides basic information about the eligibility and timing of termination rights based on user input, along with suggestions on next steps that authors may wish to take in securing rights.  While this tool is currently U.S.-based only, Creative Commons plans to develop a database of other country laws that enable authors and creators to similarly terminate or reclaim their rights when their agreements are governed by those other laws.

We encourage users to try out the tool and to contact us with any questions or suggestions. We are excited to share this resource with our creative communities, and look forward to your comments!

Authors Alliance and Creative Commons are grateful to the Arcadia Fund, a charitable fund of Lisbet Rausing and Peter Baldwin, for their generous support of the creation of the Termination of Transfer tool. See our full list of personnel and thank-yous at rightsback.org/about.

Copyright Office Reports on Extended
Collective Licensing Inquiry

Posted October 5, 2017

In 2015, Authors Alliance submitted comments to the U.S. Copyright Office in response to a proposal in the Report on Orphan Works and Mass Digitization to establish a pilot program for Extended Collective Licensing (ECL) for mass digitization projects. We suggested that the Copyright Office’s proposal, while well intentioned, is not the solution we need to realize the potential of mass digitization, and urged the Office to reconsider implementing its proposed pilot program.

Yesterday, the Copyright Office announced that it submitted a letter to Congress reporting on the results of the Office’s public inquiry on establishing the pilot program. The letter explains that the proposal was met with a lack of stakeholder consensus on key elements of such a program, and concludes that proposed legislation in this area would be premature at this time.

We still believe that mass digitization plays a crucial role in disseminating knowledge for the public good, and welcome the attempts to simplify the copyright and permissions complexities that can impede digitization efforts. However, as we wrote in our comment, the ECL proposal did not adequately address the interests of authors who write to be read, nor did it consider the complexity and feasibility of managing permissions and licenses across multiple groups of potential rightsholders. For these reasons, we are pleased to see that the Copyright Office declined to move forward with its proposal at this time.

 

 

A Tale of Two Cases: Fair Use in Who’s Holiday!
and KinderGuides

Posted September 28, 2017
Photo of Dr. Seuss drawing the Grinch

Dr. Seuss (Ted Geisel) at work on a drawing of a grinch, the hero of his forthcoming book, “How the Grinch Stole Christmas”  /  World Telegram & Sun photo by Al Ravenna | Courtesy of the Library of Congress

We would like to thank Authors Alliance legal research assistant Allison Davenport for writing the following analysis.

Two courts in the Southern District of New York recently decided two fair use cases that, on the surface, may appear to be similar but ultimately reached different outcomes. In one, a beloved children’s classic is grown-up for an adults-only stage adaptation. In another, classic adult novels are presented as colorfully illustrated children’s books. Yet, the former was judged to be a fair use and the latter was not. What led the court to these opposite rulings, and what can it teach us about how fair use works?

Fair Use

Fair use is a limitation on U.S. Copyright law which allows authors to use portions of a copyrighted work without permission or payment, so long as that use is “fair.” Courts consider at least four factors when determining whether a use is fair: 1) the purpose and character of the challenged use (often asking if the use is “transformative”), 2) the nature of the copyrighted work, 3) the amount and substantiality of the copyrighted work used, and 4) the effect on the potential market for the copyrighted work. These four factors do not work in isolation and must be carefully weighed together to determine if a work is fair.

Who’s Holiday!Matthew Lombardo and Who’s Holiday, LLC v. Dr. Seuss Enterprises

“In creating these juxtapositions, the Play, rather than trading on the character of Cindy-Lou Who and the setting of Who-Ville for commercial gain, turns these Seussian staples upside down and makes their saccharin qualities objects of ridicule.”

Who’s Holiday! is a one-woman stage play by Matthew Lombardo which features a 45-year-old Cindy-Lou Who from How the Grinch Stole Christmas recounting the circumstances that led to her life as a drug addict living in a trailer, alone on Christmas. In the play, Cindy retells the events of Seuss’ story but then goes on to describe how she became pregnant with the Grinch’s baby at 18, married him, and suffered through unemployment and starvation before eventually killing the Grinch and being imprisoned for his murder. The play is told in rhyming couplets similar to the style of Seuss’ original, with a few exceptions.

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Termination of Transfer FAQs

What does termination of transfer mean?

Termination of transfer is a way for authors (or their family members) to reclaim rights to works that they previously signed away (after a statutorily specified amount of time). An author’s ability to exercise this option depends on many factors, including how old the work is, when the transfer agreement was signed, and whether the work was ever published.

Why would I want to get my rights back in a work? What can I do with the rights once I have them?

There are number of reasons you may wish to get your rights back in a work. Sometimes, you may be motivated by the work’s lack of performance as currently licensed, such as when your book is no longer being printed or isn’t selling well anymore. Or maybe your work is performing even better than expected and you now want leverage to renegotiate a long-outdated contract. You may even wish to open your work up to more readers through digital distribution or free licensing.

Whatever reason you have for getting your rights back, there are a variety of options available to you once you have them. You may relicense the work to another publisher or to the same publisher under different terms, you may release the work under an open access license, or you may self-publish the work either in a new print or digital edition. Success stories from authors who have received their rights back can be found here.

It is important to remember that terminating a transfer of rights is contract-specific only applies to the rights you initially contracted for. These rights will come back to you, though your publisher may retain certain rights to derivative works, international publications, etc. If you have contracted your rights out to multiple publishers, you will have to execute a termination for each contract.

How does termination work?

Congress has granted authors the right to terminate a transfer of their copyright through three subsections of the Copyright Act (§§ 203, 304(c), and 304(d)). Whether termination is available for a given work is determined according to a long list of factors; however, a work typically must be at least 35 years old to qualify for termination, and notice must be given at least two years in advance before the right is exercised. Works much older than 35 years may still be covered under these provisions, and notice can be given up to ten years before termination so these windows vary greatly. If you think a work may be eligible for termination, we encourage you to go to rightsback.org and use the tool to get a sense of how these windows are calculated. In order to effectively terminate a transfer, the author must first give notice to both the rightsholder and the U.S. Copyright Office. Check out Authors Alliance’s guidance and templates for submitting a notice of termination.

If your work is not old enough or does not otherwise qualify for termination, seeking a rights reversion instead may be your best option for getting your rights back.

How is termination different from reversion?

Reversion is a process through which an author can get back some or all of the rights she has signed away to a publisher, either through a contractual provision that permits her to regain rights in her book when certain conditions are met, or through voluntary negotiations if her contract does not have a reversion clause. To learn more about reversion, visit our Rights Reversion Portal.

The main difference between termination of transfer and reversion is that termination of transfer is a mandatory right granted by the U.S. Copyright Act, whereas reversion is a contractual commitment or a voluntary act by your publisher. Even if there is a clause in your contract that prohibits termination of transfer, you may still exercise this option. Reversion, on the other hand, is not always guaranteed.

Reversion can also occur at any time, whereas a work must be at least 35 years old in order for termination of transfers to apply. Thus, if your work is relatively new, reversion may be your best option for regaining rights in your work.

How can I determine if termination is an option for a given work?

Authors Alliance and Creative Commons have collaborated on a free and easy Termination of Transfer Tool, located at righstback.org, which educates users about termination of transfer and roughly estimates whether and when a work may be eligible for termination based on hypothetical scenarios. This tool is not legal advice, but may be helpful in an author’s initial information gathering before deciding whether termination is an option they are interested in pursuing. If you are not sure whether termination of transfer provisions apply to your work, you may want to seek legal advice from a licensed attorney.

What role does Authors Alliance play in this? Can Authors Alliance help me get my rights back?

Authors Alliance collaborated with Creative Commons to create the Termination of Transfer Tool which can be a useful resource for authors researching termination of transfer for the first time. Authors Alliance also provides guidance and templates for submitting a notice of termination. While Authors Alliance cannot represent any individual authors seeking termination rights, we will continue to educate authors about their options regarding their copyrights. Our mission is to assist authors who want to reach wider audiences by disseminating their work more broadly, and termination of transfer is just one of the tools in an author’s toolbox to achieve that goal.

Where can I learn more?

More in-depth resources about termination of transfer can be found at Rightsback.org, including detailed information about how to calculate notice windows, what types of contracts are covered by this statute, who can terminate, and where you can gather the information needed to use the tool. If you have any additional questions about termination, you can send them to info@rightsback.org.

For more information about what to do once you have successfully gained your rights back, we encourage you to visit our Open Access Portal or our Rights Reversion Portal, which discuss how to use your copyright effectively to maximize your readership.